Custodian Firm

As part of our services, Strategy Asset Managers has selected Charles Schwab & Co., Inc. as primary custodian for our client’s accounts.

Having Schwab act as custodian for client assets provides us access to a wide range of services that help us serve our clients. As a registered broker-dealer and a member of the Securities Investor Protection Corporation (SIPC), Schwab is subject to certain regulation intended to protect assets held in brokerage accounts maintained at Schwab.

By using Schwab as primary custodian, Strategy Asset Managers has access to a wide range of products and services that help us serve our clients, including:

  • Invest for the long term in funds and pooled investment strategies managed by firms and individuals we understand in depth
  • Diversify among managers and asset classes to enhance risk management
  • Focus on wealth maximization through solidly performing equity and income strategies (our long-term Core Strategies)
  • Utilize tactical strategies to address unique medium-term opportunities
  • Conduct ongoing risk-based screening of portfolio volatility vs. client risk tolerances

Charles Schwab & Co., Inc.

The Charles Schwab Corporation is one of the nation’s leading providers of financial services. Through their operating subsidiaries, they provide securities brokerage, money management and financial advisory services to individual investors, independent investment advisors, and corporate retirement plan sponsors and participants.

The Charles Schwab Corporation is financially stable, and they are committed to their continued financial health. Their capital structure and liquidity are sound, and their internal controls and business standards are designed to keep client assets safe. They maintain a disciplined focus on risk management and strive to operate the firm conservatively to minimize investment risks. They know that their success ultimately depends on how they serve all of their clients and the confidence their clients have in Schwab.

Financial results and more information about The Charles Schwab Corporation’s business and financial condition can be viewed at any time at

SAM Linking Agreement

For a Submission Form and Linking Agreement to, please click the button below.

These materials have been independently produced by Strategy Asset Managers. Strategy Asset Managers is independent of, and has no affiliation with, Charles Schwab & Co., Inc., or any of its affiliates “Schwab”. Schwab is a registered broker-dealer and member SIPC. Schwab has not created, supplied, licensed, endorsed, or otherwise sanctioned these materials nor has Schwab independently verified any of the information in them. Strategy Asset Managers provides you with investment advice, while Schwab maintains custody of your assets in a brokerage account and will effect transactions for your account on our instruction.